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How to Work with an Investment Professional

February 24, 2023

Understanding various tips for most Effectively. Coordinating with your investment professional can keep you on track, and help you select the right person, to begin with. 

Make sure that you review the investment background of any professionals you’re considering working with. Be clear and honest with your investment professional about the amount of risk you’re comfortable taking and your investment goals, as these two factors will help determine your initial course of action. If you are thinking about making a possible investment, ask questions about it in advance. Look at research information or regulatory filings, request a prospectus, and read through all details carefully. You may also wish to discuss the potential downsides and upsides before investing.

One of the most important components of working with your investment professional is a discussion of fees. These can include things such as markup, sales commissions, management charges, markdowns, and costs associated with redeeming or selling an asset. Once you start to invest, review your monthly account statements carefully. This will help you identify which transactions influence you in the future. Any sales pitches about the possible profitability of a particular investment should be taken with a grain of salt. 

If you’re thinking about making a significant change in your investment strategy, this is another good time to sit down and meet with your investment advisor and other financial professionals. You’ll learn more about the process and have a clear understanding of what is in your best interest.


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Schedule your free Exploratory phone call

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can be of assistance.

Careers/Open Positions

Explore all available job
listings and become a part of an amazing team.

Our Social Media

Connect with us on Social Media using the following buttons:

Visit our Podcasts

Listen in, Join the Conversation!

Recent Posts
How Financial Frictions Hinder Innovations

A recent study co-authored by Wharton’s Thomas Winberry reveals that financially constrained firms face a ...

The post How Financial Frictions Hinder Innovations first appeared on Integrated Tax Planning, Legal Planning & Financial Planning.

See more
5 Budgeting Myths That Stop People from Saving

Budgeting is crucial for managing your money well. However, many people avoid it because they ...

The post 5 Budgeting Myths That Stop People from Saving first appeared on Integrated Tax Planning, Legal Planning & Financial Planning.

See more